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TRADING APPLICATION

AUTOMATED OTC SECURITIES MARKET MAKING SOLUTION

Overview

Fundamental Interactions Inc. provides a state-of-the-art trading system tailored for Market Maker Firms. It integrates seamlessly with numerous OTC ATS, adheres to REG NMS, and supports both private and digital securities across Alternative Trading Systems (ATS). This system facilitates automated quoting, order execution, and regulatory compliance, promoting efficient and competitive market operations for market making firms.

Key Features

AUTOMATED LIABILITY RESPONSE AND AUTO QUOTING

Streamlines responses to OTC ATSs order liability messages and enables automated quoting to maintain competitive presence in the market while meeting regulatory requirements to be quoting 2% away from inside price across a large list of securities.

AUTOMATED ROUTING

Enhances order execution by automatically directing orders to OTC ATSs, REG NMS market centers, and various Alternative Trading Systems that handle private securities and digital assets. This approach targets mid-point trades and seeks to achieve price improvements.

Automated Trading system tracks Market Maker securities positions, engaging in bids/offers on Alternative Trading Systems for a percentage of positions until it meets the predetermined firm cost, then ceases. It leverages the OMS API for real-time position data, determining the market maker's stance (long or short) and accordingly adjusts bids or asks. The system also features automatic position leveling and can route orders to Alternative Trading Systems for efficient midpoint order matching.

COMPLIANCE AND REPORTING

Facilitates compliance with FINRA guidelines and generates daily.

ENHANCED EXECUTION QUALITY

ncorporates a price enhancement algorithm to optimize execution prices for customers improving execution quality.

Benefits

Accessible through a dedicated terminal or an online trading portal, offering flexibility for different operational preferences.

Efficiency

Reduces manual monitoring and intervention, allowing for more strategic quoting and trading decisions.

Compliance Ease

Simplifies regulatory reporting and ensures adherence to market maker obligations under FINRA.

Improved Market Presence

Ensures more accurate and timely market participation, enhancing the firm's competitive edge.